Reviewed by PIERRE L. VAN DEN BERGHE, Department of Sociology,
University of Washington, SEATTLE, WA 98195-3340, USA.
In 1973, Goldberg published The Inevitability of Patriarchy, one of a score or more
of initial salvos shot by social scientists at then-still-reigning extreme
environmentalism of the majority of their colleagues. Its style was cockily
argumentative but refreshingly revisionist of a dominant orthodoxy that was just
beginning to come unstuck. By 1993, the publication date of this book, the radical
environmentalist orthodoxy of the social sciences was in total shambles, but
Goldberg still feels compelled to kick open doors, and to slay dead horses.
Furthermore, Goldberg failed to understand the new dominant paradigm that
replaced it, evolutionary ecology or sociobiology. Consequently, this book is
tedious, repetitious, pedantic, and theoretically limited.
Basically, he repeats ad nauseam his thesis of the
universality of "patriarchy," (an
empirical generalization on which there is virtually unanimous agreement among
anthropologists), and he suggests a proximate, ontogenic "explanation" for it namely
that "male hormonalization... is primarily responsible for the greater male
dominance tendency" (p. 82). In short, male hormones impel males more than
females to compete for dominance, and this is what gives them an advantage over
women in dominance contests. The sex difference is statistical, not absolute, and
there are individual cases of politically dominant women, but, in the aggregate, there
are no societies (nor have there ever been any) in which women, as a class,
dominated men, or in which women have occupied more than a small minority of
the top positions of power.
The empirical generalization of male dominance was already well
supported in the
1973 book, and, in any case has seldom been challenged by anthropologists for the
last thirty years. This book adds nothing to the factual basis of the thesis. Most of
the 247 pages of text are devoted to tedious definitional exercises; lengthy
refutations of past critics, feminist theorists, and others whose ideas belong to the
curiosity cabinet of old-style environmentalist orthodoxy; pedantic methodological
asides; and largely unrelated disquisitions on male-female differences in "cognitive
aptitudes" and "high genius in the arts and sciences."
My criticisms, however, extend beyond the tedium, redundancy
and irrelevance of
much of this book, which is an overblown 20-page article, and not a very novel one
at that. First, the authors central concept of "patriarchy" is a misnomer. Patriarchy
means the authority of a father over his dependents of both sexes. What Goldberg
means is the dominance of men over women, irrespective of kinship or marital
status. This should be called andrarchy. To be sure, Goldberg is not responsible for
the misnomer; he merely accepted a common but misleading usage of the term.
However, for someone as pedant about definitions as he is, and as self-consciously
assertive of this claim to present a revisionist perspective, a neologism would have
been a small price to pay to eliminate a misleading misnomer. A more fundamental
criticism is the proximate, ontogenic and extremely limiting nature of Goldbergs
explanation of male dominance as the product of hormones, and his failure to
understand the phenomenon in the broad, ultimate causation framework of
evolutionary ecology. This failure is not accidental but deliberate. In several places,
Goldberg explicitly rejects or refuses to address the evolutionary paradigm that he
characterizes as interesting but speculative, largely, I suspect, because he is not well
enough read in it to understand it. (See especially pp. 77-80, 125-126, and 166-167,
when he dismisses the sociobiological approach, and refuses to consider sexual
dimorphism in size, mating systems, and sex asymmetries in parental investment and
mate selection strategies as explanations for sex differences in dominance behavior.)
In short, Goldberg simply ignores the dominant paradigm explaining a multitude of
sex differences in a vast range of sexually reproducing organisms in terms of a
simple model of fitness maximization. Instead, he opts for a limiting, species-
specific, proximate, hormonal explanation which dangles in a theoretical vacuum.
This extraordinary display of intellectual myopia is all the more surprising when it
comes from one who argues so forcibly for the relevance of biology to an
understanding of human behavior. How is it possible for someone who is not hostile
to biological explanations to ignore mating and reproductive systems in accounting
for dominance and competition, both intra- and inter-sexual? Yet, Goldbergs book
is almost entirely bereft of references to ethology, behavioral ecology, or
sociobiology, even that which deals principally or exclusively with humans.
Goldberg concedes (p. 223) that his approach puts the emphasis on male behavior,
but fails to see that male behavior is incomprehensible except conjointly with female
behavior, and that sexual dimorphism in size, behavior, physiology, and indeed,
everything, is only understandable within the evolutionary paradigm of sexual
selection, parental investment and fitness maximization. Instead, Goldberg lamely
fixates on one proximate mechanism of sexual dimorphism, hormonal physiology, to
explain one behavioral dimorphism, dominance drive.
If Goldberg wants to contribute to an understanding of the
biological bases of
human behavior, he would do better to familiarize himself with the central
evolutionary paradigm than to puncture feminist windbags, beat the ghosts of Engels
and Morgan, and excoriate his inconsequential critics.
by DONALD E. BROWN, Department of Anthropology, University of California,
Santa Barbara, CA 93106, U.S.A.
This weighty book, described in a Foreword by Gustav Jahoda as "a remarkably
comprehensive survey of the current state of the art and science of cross-cultural
psychology" (p. x), and written by prolific contributors to the field, is intended for
classes at an advanced level. Since the book appears to have been well received - the
review copy indicates that it is already in its fourth printing - I propose to offer a
critique that is as much of the field the book summarizes as it is of the book itself.
First, however, the book must be summarized.
In the introduction and elsewhere in the book the authors define
the field and
distinguish it from closely related fields - in terms of goals, methods, and objects or
areas of study. Thus in cross-cultural psychology individual-level issues and
experimental studies predominate (whereas in psychological anthropology population-
level issues and naturalistic studies are more common). The approach of cross-
cultural psychology is fundamentally social-scientific, so that the psychobiological
bases of behavior and psychophysiological measurements - which are presumed to be
much the same in all cultures - are not emphasized. Most of the cross-cultural
research is conducted in modern societies, predominantly among the culturally
distinct populations of the United States. Even when it goes beyond the United
States, the authors state that much of the research is more correctly described as
cross-national rather than cross-cultural. Major goals, according to the authors, are
the discovery of psychological laws and a universal psychology, even though
achieving the latter seems to the authors to lie well in the future. The authors
repeatedly stress an emphasis on universals, and assert that "the field is moving
toward the[ir] explication" (p. 187). The authors distinguish their universalistic
approach - which takes both biology and culture into account - from that of
psychological relativism - which stresses culture - and psychological absolutism -
which stresses biology. They hold that "basic psychological processes are likely to
be common features of human life everywhere, but that their manifestations are
likely to be influenced by culture" (p. 258). With some ambivalence (noted below),
they consider psychological universals to be likely sources of cultural universals.
The authors attempt to avoid ethnocentrism and value judgments.
In a summary statement, the authors note that their
"attention...[has been] guided
by an ecocultural framework.... Central to this framework has been the view that
individual human beings develop and exhibit behaviors that are adaptive to the
ecological and sociopolitical contexts in which they and their group find themselves"
(p. 391).
After the introduction, part one of the book discusses "similarities
and differences
in behavior across cultures" under five headings: "cultural transmission and
development," "social behavior," "personality," "cognition," and "perception." The
second part discusses research strategies under the headings "cultural approaches,"
"biological approaches," "methodological concerns," and "theoretical issues in
cross-cultural psychology." Part three, devoted to the application of research
findings, has six headings: "acculturation and culture contact," "ethnic groups and
minorities," "organizations and work," "communication and training," "health
behavior," and "psychology and the developing world." There is a brief epilogue.
Although extensive materials are covered - with the clarity and
detail that is
required for a classroom text - inevitably the authors have had to make crucial
decisions about what to include and exclude, and what to emphasize. They comment
frequently on the rationale that underlies their decisions. Some implicit features of
the book should also be noted: Since it is fundamentally a review of the field, its
emphasis is overwhelmingly on the (recent) past, with relatively little said about the
directions that should be taken in the future. Furthermore, the book is heavily
influenced by the practical concerns of modern, complex societies and is more
method- than theory-driven.
The critique that follows focusses on theoretical or conceptual
issues, primarily
the relationships between culture, biology, psychology, and universals. Generally,
the authors' position on these issues is bioculturally interactionist, but their position
is not fully developed and not consistently maintained. I will also discuss certain
aspects of the authors' treatment of plural societies.
A major problem, not confined to cross-cultural psychology but
running
throughout those fields that emphasize the culture concept, is how to distinguish the
cultural from the noncultural. The various definitions of culture given in the book
(e.g., pp. 1, 165f, 186) do not suffice, for example, to distinguish behaviors that
emerge as a result of maturation from those that result from socialization into
particular cultural traditions or to distinguish what might affect human behavior for
fundamentally demographic or ecological reasons from fundamentally cultural
effects. To illustrate the latter problem, it is highly likely that the presence of social
hierarchy or of certain population densities affects human behavior because of our
nature (i.e., regardless of cultural norms) and even that humans might be specifically
adapted to modify their behavior in response to specific noncultural ecological
conditions. The concept of "facultative adaptation" is the key idea here, and (like
other key terms from evolutionary theory) it does not appear to be a part of the
thinking that went into this book.
A closely related problem concerns the authors' treatment of
universals. While it
is never explicitly stated, their treatment of universals implies, first, that they are
absolute or unconditional (i.e., found in much the same form in all cultures) and,
second, that whatever is constant across cultures is likely to reflect human biology
(while what varies is likely to be cultural). But an important form of universality is
the conditional or implicational universal (Brown 1991). Like a facultative
adaptation, a conditional universal is present or absent, or takes different forms, in
accord with universally specifiable conditions. Once this kind of universal is taken
into consideration, it is no longer tenable to assume that if something varies it must
be due to culture.
In various contexts the authors also imply that universals are of
classification, not
content (i.e., general, like "religion", but not specific; see especially p. 170). This
is a widespread conception in the social sciences, but is wrong. Elsewhere in the
book the authors summarize the study of such highly specific universal behaviors as
the facial expressions of emotions, which are universals of content.
In some contexts the authors indicate typical social-scientific
ambivalence about
the relationship between biology, on the one hand, and culture and psychology, on
the other. Early on, they warn against reductionism: "we need to avoid reducing
culture to the level of psychological explanations, of psychological phenomena to
biological explanations" (p. 6). This is a hallowed feature of what Tooby and
Cosmides (1992) refer to as the Standard Social Science Model (SSSM). But this
anti-reductionist view cannot fully be squared with the idea that "cultural universals
reflect psychological universals" (p. 170), unless one seriously confines the meaning
of "reflect;" nor, I believe, can it really be squared with much that the authors say
about psychological universals elsewhere in the book. Now if reductionism implied
something like "explain entirely in terms of," there might be some justifiable
reservations. But if anti-reductionism is understood to mean that biology can play no
role in explaining psychology or that psychobiology can play no role in explaining
culture, it is absurd. It is not even defensible to say that biology must play a small
role, as there is no obvious way to quantify the matter.
Perhaps the most striking illustration of their anti-reductionist
stance, and to some
extent the authors' ambivalence toward it, is their treatment of sex differences,
which they see as "best viewed as a product of socialization emphases" (p. 26) and
"a cultural construction on a biological foundation" (p. 59).
Biologically males and females have different sex organs and sex
hormones;
there are also differences in average size and weight. However, on the basis of
these, all the extant collective images, including values, cultural beliefs
(stereotypes), and expectations (ideology) swing into action, leading to sex
differences in child-rearing and role differentiation and assignment, and
eventually to sex differences in a number of psychological characteristics
(abilities, aggression, and so forth) (p. 59).
There is no indication here of the role that hormones play in shaping distinct male
and female brains - for evolutionarily sound reasons - and the obvious inference that
brain differences might underlie some of the psychological characteristics that
distinguish male from female. After all, this is a reasonable explanation for some of
the gender stereotypes that "show substantial universality" (p. 60).
Without claiming it as their own, the authors summarize this sort
of explanation
in their chapter on biological approaches: the widespread nature of a trait is the
"criterion for a biological origin" (p. 213). Sex differences in sexuality have been
the targets for a "particularly intensive" (p. 213) application of this idea, tracing
these differences to the differing reproductive strategies that flow from the differing
reproductive potentials of male and female.
In spite of their rigid cultural constructivist views on sex
differences, the authors
do summarize two important biological fields: sociobiology and ethology. The latter
is well surveyed, but the summary of sociobiology omits an explicit discussion of
evolutionary (or Darwinian) psychology, which could hardly be more germane to
cross-cultural psychology. Given the authors' "position that psychological processes
are shared species-wide characteristics" (p. 391), there is no theoretically defensible
alternative to fully embracing the one theory that explains species characteristics
and, especially, the branch of it that focusses on psychology. Perhaps the key
indicator of the authors' neglect of evolutionary approaches is the absence of the
term "mental organ" or "mental mechanism." This concept, the notion of "domain
specificity," and such concerns as the distinction between "adaptive" and "adapted"
are directly related to theoretical issues the authors highlighted (see Barkow,
Cosmides, and Tooby [1992] for a recent summary of evolutionary psychology).
Curiously, the authors also express ambivalence as to whether their whole enterprise
has promise as a science or is simply a projection of fundamentally ethnocentric
concerns. Thus the authors summarize the accusation that cross-cultural psychology
is inherently ethnocentric and a spinoff of social Darwinism. And they assess the
study of ethnopsychologies - i.e., the folk- or indigenous psychologies of other
peoples - as a possible corrective to ethnocentrism. Their assessment is not
particularly encouraging, for the good reason that "only a few indigenous theories...
lend themselves to a critical analysis of their validity" (p. 383). Accordingly, they
concede too much, or speak too loosely, when they say, "Of course, Western
psychology is one such indigenous psychology" (p. 381). While Western psychology
has roots in a folk psychology, and may still be influenced by ethnocentric
conceptions, its commitment to scientific skepticism and testing procedures takes it
out of the realm of folk theory (otherwise, "heart" would still loom large in
psychology). Its cross-cultural element, in particular, is a major tool for shedding
psychology's ethnocentric conceptions.
The authors' discussion of plural societies raises a related
problem. Their basic
analytic framework is derived from modern Western societies, and focusses on
minority-majority relationships. But if cross-cultural studies of plural societies are to
develop theoretically (and avoid the ethnocentrism decried elsewhere in the book),
they should employ a framework that in its basic outlines is applicable anywhere,
not just in particular plural societies. There is such a framework, and its key
elements are relations of dominance (which may or may not be present),
demographic ratios (if there is dominance, whether those on top are a minority or
majority), the jural condition of ethnic sections (whether ethnicity is
"constitutionally" recognized - de facto or de jure - as qualifying citizenship).
The
various combinations of these elements produce distinct forms of plural societies,
within which there is reason to predict that psychology and behavior will vary
significantly. For example, J. S. Furnivall, a key figure in the formulation of the
plural society concept, identified the absence of a "common will" as one of its
distinct features (see the essays by Smith in Kuper and Smith [1969] for a thorough
exposition of the plural society concept or Brown [1976:80-83] for a summary). This
insight has not received the attention it deserves in cross-cultural psychology.
Linking the macro-concept of the plural society with the micro-processes isolated in
"social identity theory" or "minimal group" theory (both discussed by Berry et al.)
would be a timely line of research.
Maintaining objectivity is a final problem. While the authors claim
a theoretical
basis (derived from anthropology) for their "preference" for multicultural societies
(p. 297), it is a lapse from their professed stance of objectivity. A value-laden
"should" peppers their discussion of the plural society (pp. 309, 310, 310, 314).
Moreover, they cite the Canadian government for the opinion that assimilation works
nowhere, without any indication that this is false. Assimilation is widely reported in
the ethnographic literature, is often very thoroughgoing and rapid, and in some cases
is massive in its scope (e.g., the assimilation by Han Chinese of very large numbers
of other peoples over long periods of time). Even in the United States today the
rapid assimilation of Jews and Japanese Americans are well-known instances.
The social sciences suffered throughout much of this century from
a theoretical
disarray occasioned by the rise of behaviorism in psychology and by strong forms of
social or cultural determinism in sociology and anthropology. To Berry et al.'s
credit, behaviorism figures nowhere in their book. Like most social scientists,
however, they are not prepared to take the further step - recommended by George
Peter Murdock (1972), one of this century's most important cross-cultural
comparativists - of abandoning the supra-individual concepts of society and culture.
In their final sentence, in fact, the authors hope they have convinced the reader of
the importance of culture. But if the culture concept is to play a part in scientific
research surely it needs careful definition. If a universal psychology is to be
discovered, surely evolutionary theory should be a guide. Through considerations
such as these, cross-cultural psychology might improve on a record that, as Berry et
al. show, is already extensive, brilliant in places, and exceedingly important in
making sense of human affairs.
References
Barkow, Jerome H., Leda Cosmides, and John Tooby, eds. 1992. The Adapted
Mind: Evolutionary Psychology and the Generation of Culture. New York: Oxford
University Press.
Brown, Donald E. 1974. Principles of Social Structure: Southeast Asia. London:
Duckworth.
Brown, Donald E. 1991. Human Universals. Philadelphia: Temple University
Press.
Murdock, George Peter 1972. Anthropology's Mythology. Proc. Royal
Anthropological Institute of Great Britain and Ireland for 1971. Pp. 17-24.
Kuper, Leo and M. G. Smith, eds. 1969. Pluralism in Africa. Berkeley: University
of California Press.
Tooby, John and Leda Cosmides 1992. The Psychological Foundations of Culture.
In The Adapted Mind: Evolutionary Psychology and the Generation of Culture.
Ed. by Jerome H. Barkow, Leda Cosmides, and John Tooby. New York: Oxford
University Press. Pp. 19-136.
This review was published earlier in the Journal of Social and Evolutionary
Systems, 1996, Vol. 19, #3. ©
JAI Press.
Reviewed by JOHAN M.G. VAN DER DENNEN, Center for Peace and Conflict
Studies, University of Groningen, Oude Kijk in't Jatstraat 5/9, 9712 EA Groningen,
the Netherlands.
In the late seventies I wrote several volumes on Theories of War Causation, neatly
classifying sociological, psychological, psychoanalytic, economic, ecological-
demographic, political, etc. theories about the basic 'causes' of war as these diverse
disciplines envisaged them. After this exercise in '(meta)theoretical taxonomy' there
was a substantial residue of all kinds of theories that not so much located or
identified causes of war, but that proclaimed the inevitability, or even the necessity
of war, either to prevent the 'horrors' of peace (such as decadence, effeminacy, and
general pusillanimity), or because war was considered the Motor of Progress (moral,
cultural, spiritual or otherwise), and ranging in formulation from the sad acceptance
of a divine dictate to a full-blown panegyric. This rather heterogeneous category of
authors is better known as the Apologists or Cheerleaders of War.
One school of these Apologists especially emphasized the
necessity of struggle,
violence and war for the ongoing biological evolution of human groups, ethnies, and
cultures. This, I learned, was the so-called Social Darwinist school of thought. And
this was my first encounter with this particular breed of evolutionists who tended to
interpret Darwin's "struggle for life" to include all levels of biotic (and even abiotic)
existence (and elevate it to a universal principle), and "survival of the fittest" in
terms of the bloody elimination of the weak and the vulnerable. "Nature: red in
tooth and claw"; who could deny this Tennysonian metaphor?
Paul Crook, professor of history at the University of Queensland,
is one of the
latest of a modest number of writers on Social Darwinism (or Not-So-Social-
Spencerism) in relation to war, covering the time span roughly from 1880 to 1919,
the hey-days of war apologetics. Other aspects commonly associated with Social
Darwinism, such as the eugenics movement, socioeconomic laissez-faire politics,
racialism, etc. have engendered a respectable body of literature, but they are
excluded from this review which focuses on the role of war in human affairs as
envisaged by the Motor-of-Progress theorists.
"Is it true, as the textbooks tell us, that Darwinism basically
encouraged war and
racist imperialism, that it generated violent images of 'man the fighting animal' -
perceptions that paved the way for the holocaust of 1914-18?" the blurb text of the
book asks rhetorically. Crook skilfully reconstructs the theories of war and human
pugnacity of thinkers such as Charles Darwin, Herbert Spencer, Walter Bagehot,
Alfred Wallace, Thomas Huxley, Karl Pearson, Benjamin Kidd, Peter Kropotkin,
Jacques Novicow, William McDougall, William James, Peter Chalmers Mitchell,
William Graham Sumner and a host of now-forgotten naturalists, lesser deities and
minor savants of the time. The book can be summarized in one sentence: The
vicissitudes of Homo Pugnax and the cult of violence.
Before going on, I would like to remind the reader that the
apology of war is not
an invention of Social Darwinism; on the contrary, the entire history of European
civilization has been characterized by more or less overt war-apologetic sentiments
and doctrines (ranging in time from the Classical Greeks up to the present moment
and ranging in content from metaphysical-religious to political-étatistic), sometimes
blossoming into a veritable glorification and deification of war (de Maistre,
Proudhon, Hegel, Gobineau, Gumplowicz, Nietzsche, von Treitschke, von Moltke,
among many others). What the Social Darwinists added to the gamut of arguments
was the notion of inevitable, orthogenetic, progress (a notion mainly stemming from
Spencer, not Darwin) through struggle (interpreted as ferocious fighting).
In his Social Statics (1851) Spencer preached the
inexorable progress in the course
of history from a violent and chaotic early human state to higher stages that led
ultimately to civilization and peace. War, bloodshed, enmity and cruelty - these
'manifold evils' were endemic and inevitable in early history, mandated by predatory
instincts. The forces that were working out the ultimate 'great scheme of perfect
happiness' took no account of incidental suffering, and exterminated "such sections
of mankind as stand in their way, with the same sternness as they exterminate beasts
of prey and herds of useless ruminants. Be he human being, or be he brute, the
hindrance must be got rid of. Just as the savage has taken the place of lower
creatures, so must he, if he have remained too long a savage, give place to his
superior" (pp. 454-5). With a few exceptions, most primitives were unsociable and
warlike. They were in the early 'egoistic' stage. However, the general direction of
social evolution, according to Spencer, was from egoism to altruism. War and
population pressure were the triggering mechanisms that - despite their antisocial
character - helped impel humanity forward into higher civilization. Challenges like
war and crowding fostered among conquering races qualities of social cohesion,
mutual aid, inventiveness in artifacts and weapons, economic specialization and
human differentiation: "From the very beginning the conquest of one people over
another has been, in the main, the conquest of social man over antisocial man" (p.
455).
War, thus, had played a vital role in emancipating humans from an
unruly, savage
state. War had brought social cohesion during the militant stage of social evolution,
the basis for emerging nation states and empires. In the contemporary industrial
society, however, war and militarism, Spencer asserted, had become retrogressive
and dysgenic. Struggle and violent competition ('pugnacity' or 'fighting instinct'
were the contemporary terms), bloodshed and cruelty were generally regarded by the
Social Darwinists as the crude filtering mechanisms by which species evolved and
natural progress occurred. It was this 'nasty' aspect of natural selection that
allegedly struck the 19th century imagination, the emphasis on differential mortality
and the idea of the 'law of the jungle' as the harsh ruling principle governing not
only animals in their habitats but also humans in their societies. It also provided
ample justification for rampant capitalism and unbridled individualism/egoism,
doctrines praising the 'fit' survivors (i.e. the wealthy) and damning the 'unfit', the
losers, the poor, the human flotsam and jetsam, the Untermenschen. The rabidly
racist and eugenic doctrines, as well as the notions of Blut und Boden, Lebensraum,
and frische, fröhliche Krieg of Nazi Germany found their origins here.
Thomas H. Huxley (epithet "Darwin's bulldog") characterized
these doctrines as
the 'gladiatorial' theory of existence, embodying an ethic of 'reasoned savagery', as
the weak were perpetually eliminated by the strong, or the most ruthless, or the
most 'aggressive' individuals, groups, nations, etc. Huxley rejected the Noble
Savage myth, and he preached a survivalist ethics. The "weakest and stupidest went
to the wall". The toughest, shrewdest, and most adaptable survived. Popularisers (à
la Ardrey in the 1960s) from the 1880s on wrote about man as 'killer ape',
possessing an ineradicable 'instinct of pugnacity', implying that if violence is a
constant human potential, war is not an aberrant activity, but, on the contrary, a
biological necessity. The Dutch apologist Steinmetz, combining Hegelian tortuosity
and Social Darwinist callousness, was the most 'sincere' and consequential: If war,
he stated, is a (biological, moral, cultural, spiritual) necessity, an act of God in
which He weighs the vigour of nations in His scales, abolition of war would be
deeply immoral.
The Platonic imagery of the Beast Within - the source of
ignobility, the
incarnation of rampant carnal lust and destructiveness - intensified in the later 19th
century and converged with instinct-psychology formulations of man's innate
ineradicable violent urges. In 1870, anticipating MacLean's triune brain and Bailey's
phylogenetic regression theory, Henry Maudsley (Body and Mind) claimed that there
was a brute's brain within man's modern brain, as revealed by morbid psychology
and the 'degeneration of insanity'.
Darwin, on the one hand, recognized that endemic warfare among
'savages' and
genetic usurpation had been important selective forces in human history, but, on the
other hand, he did not talk in terms of instinctive pugnacity in humans and, in
agreement with Spencer, he warned that modern warfare was utterly dysgenic by
wasting the 'best blood' of the nation on the battlefield.
He believed that through (violent) conflict - first among 'rude
tribes', then nations
and empires - had come, and would come, higher ethics and broader sympathy,
which would ultimately render war obsolete.
Most militaristically-inclined thinkers, however, conveniently
forgot or ignored
these sobering ideas and depicted war and battle as Stahlbad der Seele, in which a
true man could prove his virility, vigour, valour and dignity.
Bagehot was responsible for the notion that, at the first stage of
the struggle for
life, the most obedient and 'tamest' tribes were the strongest, and that "Civilisation
begins, because the beginning of civilisation is a military advantage". Wars also
encouraged innovation and variability. Darwin noted Bagehot's argument that
warfare could result in racial mixtures that begat 'beneficial variability'. Hereditarian
discourses flourished in the late nineteenth century. There was evoked a fatalistic
language of innate human criminality, bellicosity and atavism. There was widespread
fin de siècle alarm about 'degeneration' (both morally and physically) in western
culture. Among the prophets of biological doom and retrogression were W.M.
Flinders Petrie, F.W. Headley and Homer Lea who proclaimed that the continuance
of competition is essential to the well-being of the civilized community. In his
Valour of Ignorance (1909) Lea forecast 'gangrenous and fatal' results if humans
thwarted the primal laws of struggle.
The remorseless slaughter of the unfit was simply Nature's drastic
method of
purifying and strengthening the human race. And wars were simply a test of a
nation's fitness and social or moral virtue; an instrument of collective selection; a
safeguard against moral decay, decadence and degeneracy. War was, in brief, a
'biological necessity'.
Ironically in the pre-1914 generation, as the world stood under
the impending
shadow of the First World War, thinkers were establishing beyond doubt the natural
decline of warfare. While Jean de Bloch demonstrated that modern war was too
costly and disruptive to be tolerated, and Norman Angell 'proved' that it was
economically prohibitive, influential peace apostles such as Jacques Novicow, David
Starr Jordan and Vernon Kellogg dismissed war as biologically destructive and
outmoded. An age of fevered nationalisms and militaristic determinisms also brought
forth 'peace eugenics', a discourse that brilliantly used the new genetics to reinforce
mainstream peace Darwinism (associated with the name and ideas of Peter
Kropotkin), and conducted a furious rhetorical offensive against the militarists. War
was excoriated as dysgenic, an anachronism fated to disappear as human history
moved into a higher phase of civilization.
Kropotkin, by the way, was not, as he is sometimes represented,
an uncritical
devotee of the Noble Savage myth. He avoided both extremes of the Rousseauian
idealization of savages and the charging them with every bestial quality imaginable.
He offered an early version of ethnocentrism theory (ingroup solidarity and outgroup
hostility) to account for man's inhumanity to man.
In works such as La guerre et ses prétendus
bienfaits (1894), translated into
English as War and its Alleged Benefits (1912), and La critique du darwinisme
social
(1910), Novicow attacked supposedly Darwinian doctrines that considered 'collective
homicide' as the mainspring of progress, and he exposed the economic, moral and
biological waste of war. War, he maintained, has always caused negative selection:
it was the fit and brave who had always gone off to fight and die on the battlefield,
while it was the cowardly, sick and deformed who were left behind to propagate.
Novicow's 'scientific pacifism' became virtually the orthodoxy of German and
French peace movements in the pre-1914 years. Charles Richet, leading French
physiologist and eugenist, dismissed war as an outmoded evolutionary factor in his
Peace and War (1906) in which he openly attacked the whole idea of 'war instincts'
and anticipated Margaret Mead's celebrated dictum that war was a human invention
rather than a biological necessity.
Havelock Ellis, Thorstein Veblen, and G.F. Nicolai proposed that
the warlike
spirit was being selected out, as fighting stocks were naturally killed off in wars and
the field left to the unwarlike.
The bestiality of World War I lent new intensity to the mythology
of the Beast
Within, which was now encoded anew in biological terms. Wartime literature was
replete with metaphors about the fragility of civilization and the 'wild beast' lurking
within humanity under the flimsy veneer of civilization. Freud merely systematized
current opinion when he proposed in 1915 that culture was a fallible human
construct whose function was to constrain violent and libidinal primal impulses.
George Crile, Harry Campbell and Carveth Read all anticipated
Dart's and
Ardrey's 'hunting hypothesis' by emphasizing how man, the hunting animal, hunted
in packs which intensified human combativeness. In war they simply hunted each
other.
After the First World War Peter Chalmers Mitchell's Evolution
and the War
(1915) constituted one of the more intelligent restatements of the 'optimist' tradition
on the biology of war. Mitchell showed how people had misread Darwin's concept
of struggle. Whereas Darwin used the concept of struggle in a large metaphorical
sense, including dependence of organisms on one another, popularists gave it "the
special significance of fierceness and cruelty".
The pre-1919 debate over 'the biology of war' may seem remote
to us now.
However, the resonances of that debate still echo in modern controversies. This is
particularly so in the case of modern ethology and sociobiology. The founding
fathers of these disciplines, most notably Konrad Lorenz and Edward O. Wilson, put
neo-Darwinian interpretations of aggression based upon a speculative biohistory of
humankind. So of course did a number of thinkers briefly dealt with here. One of
Crook's two main theses in his brilliantly and eloquently written book is that
ethologists and sociobiologists seem to suffer from collective
amnesia about their
forebears. They have been remarkably reticent in acknowledging their intellectual
ancestry, especially in the period before the great synthesising theories of Fisher,
Sewall Wright and Haldane in the 1920s. When occasionally turning their hands
to history, sociobiologists have given very garbled accounts of 'Social Darwinism'
which they regard as an ideological taint to be avoided (p. 196).
Sociobiology, as everybody remembers, has been accused of about everything the
accuser thinks abominable or abject, from sexism and racism to conservative politics
and reactionary ethics. Crook's accusation of collective amnesia, however, deserves
at least to be taken seriously.
The second main thesis of the book, namely that Darwinism bred
an influential
tradition of nonviolence, is hardly congruent with the familiar textbook scenario that
Darwin's theory unleashed primarily harsh and divisive, conflict-based social
doctrines. Yet, Crook is also convincing on this point.
As belated repentance for their sins this magnificent book should
be read by all
students of all bio-disciplines.
by JAMES H. FETZER, Department of Philosophy, University of Minnesota, 10
University Drive, Duluth, MN 55812-2496, U.S.A.
Marian Stamp Dawkins' book provides a fascinating and illuminating study of the
nature and existence of animal mind. Perhaps no other issue in animal ethology has
created as much controversy or generated as much disagreement as has this. With
the appearance of this work, however, most of that controversy should subside and
most of that disagreement disappear, where those who continue to deny the existence
of animal mind are now seen to support a cause that is lost.
Although Dawkins has written an immensely readable book that
ought to have
appeal far beyond the bounds of academia, she has also produced an important
synthesis of recent research on this problem that deserves to be taken seriously by
everyone with an interest in cognition. While she mentions two specific groups as
her intended audience - namely, those who reject the existence of any but human
mentality and those who accept the existence of animal mentality as obvious - her
potential audience encompasses most philosophers, psychologists, biologists, and
ethologists, in general.
Dawkins appears to appreciate what unreflective thinkers tend to
overlook -
namely, that without committing ourselves to some account of mind, we do not
know what we are accepting or rejecting when we take a stand on either side. If we
reject the existence of non-human kinds of mentality, for example, yet accept the
existence of human mentality, what are we denying to other forms of life that we are
ascribing to ourselves? Surely the first lesson of a scientific education is that we
must understand the meaning of a hypothesis before we can subject it to test and
accept or reject it.
The apparent hazard of any alternative approach is that literally
we do not know
what we are talking about. It can happen, however, that we, at least initially, only
vaguely and incompletely understand the phenomenon that interests us, which arises
when dealing with consciousness. Dawkins thus surveys (what she takes to be)
varieties of consciousness that range from sensation and perception to recollection
and abstract thinking, but confines herself (for the time being) to the conception of
"consciousness" as immediate awareness, avoiding premature definitional
commitments.
As Dawkins observes, the existence of consciousness even has
ramifications for
morality. If things that are conscious are things that deserve to be treated with
respect, for example, then if non-human animals are also things that are conscious,
then they deserve to be treated with respect. If non-human animals are not
conscious, however, "then possibly we can get on with our meals and eradicate pests
and do all sorts of things to them without being disturbed by the moral issues that
might trouble us if we thought they were" (p. 6). So the question seems to possess a
moral dimension.
Even more strikingly, however, consciousness also poses a
problem of
explanation from the perspective of evolution. Since it exists, it must be either an
adaptation, which has provided adaptive benefits in the past, or an exaptation, whose
presence has to be accounted for on non-adaptive grounds. Virtually every adaptive
benefit that consciousness can be supposed to confer, such as learning to avoid
bodily damage, however, might instead have been secured by non-conscious
organisms or even by programmed machines. The rationale for its existence is
therefore obscure.
Dawkins acknowledges two properties of (even human)
consciousness that appear
to make it scientifically problematic. One is that it is an essentially private
phenomenon: what goes on inside of your head is not something to which anyone
else has access. The other is that it is therefore impossible for anyone to possess
certain knowledge about conscious phenomena - at least, in the case of anyone other
than myself! The first seems to be an ontic (or ontological) property of
consciousness as a special kind of being, the second an epistemic (or
epistemological) consequence thereof.
The ascription of these properties to consciousness has a history
that dates at least
from the work of Descartes, but longevity does not imply validity. The privacy of
consciousness may preclude others from direct access but it does not prevent
indirect
access: we typically draw inferences about the mental and emotional states of others
based upon our observations of their speech and bodily behavior. And the absence of
certain knowledge is compatible with the presence of uncertain knowledge:
scientific
knowledge is characteristically inductive and uncertain.
The Cartesian paradigm, according to which beliefs must be
certain to qualify as
knowledge, could be sustained only if knowledge were limited to what can be
deduced from premises that are syntactical or semantical truths, which would
preclude the possibility of any empirical knowledge. Indeed, Descartes' position was
even less defensible, because he interpreted "certainty" as indubitability, which is a
subjective property that varies from person to person. The Cartesian paradigm,
properly understood, is no more than a prejudice having no significance for
scientific inquiries.
The Cartesian paradigm is often accompanied by methodological
commitments to
analogical reasoning as the only kind possible for acquiring knowledge of other
minds. This association, however, appears to be unwarranted on several grounds.
Analogical reasoning involves comparing two things or kinds of things, where
because one possesses properties A, B, C, and D, for example, and the second
possesses A, B, and C, the second is supposed to possess D as well. Since I am a
human and I feel pain if I burn myself on a hot stove, I infer the same is true of
other humans, etc.
When there are more differences than similarities or few but
crucial differences or
such inferences are taken to be conclusive, however, then analogical reasoning is
fallacious. The similarities and differences which matter are supposed to be relevant,
in the sense that they make a difference to the outcome. When comparisons are
drawn between members of different species, there may be more relevant differences
than similarities. Even when comparisons are drawn between members of the same
species, there can still be crucial differences. Such reasoning is always uncertain.
Since analogical reasoning is always uncertain, while Cartesian
knowledge is
always certain, it cannot provide Cartesian knowledge. Fortunately, Dawkins
commits herself to the common-sense position that, "despite the impossibility of
never [sic] really knowing what other people experience, we all go about our daily
business as though we were perfectly well able to do so" (p. 10). She thus severs
the Cartesian knot by declining to define "knowledge" in terms of certainty, which
makes her reliance upon the use of analogical reasoning consistent with her concept
of knowledge. But her methodology may actually be even more sophisticated in
practice.
Dawkins thus maintains that the fundamental difficulty in
reasoning about other
species is to ensure that there are sufficient relevant similarities to warrant analogical
arguments. She also emphasizes that different species have different bodies and
inhabit different environments, where:
To be truly open to the discovery of what conscious experiences
in other animals
might be like, we must be prepared to go beyond the narrow-minded, rather
arrogant anthropomorphism that sees human conscious experiences as the only or
even the ultimate way of experiencing the world and make ourselves open to the
much more exciting prospect of discovering completely new realms of awareness.
(p. 14)
Indeed, she displays a refreshing sensitivity to the idea that other animals have "a
point of view" that must be appreciated to fully understand them.
Dawkins acknowledges the existence of an enormous barrier to
understanding
other species, which takes the form of language. Indeed, some thinkers have gone
so far as to insist that language is essential to thought, where absence of language
implies absence of mentality. Communication between humans and non-humans may
be limited, in Dawkins' view, but is not therefore impossible. It would be a blunder
to assume either that other animals cannot communicate with one another without
language or that animal modes of communication must always parallel human
modes.
As soon as Dawkins turns her attention to criteria that may be
used as evidential
indications of the presence of animal consciousness, it becomes apparent her
conception of consciousness may be somewhat broader than mere "immediate
awareness". Her first criterion of consciousness, which I shall label (CC-1), is
complexity of behavior, where "the complexity of behavior and the ability to adapt to
changed circumstances are some of the hallmarks of a conscious mind" (p. 20). As
an example, she offers vervet monkeys, who have different alarm calls for different
kinds of predators.
Dawkins also introduces research by Cheney and Seyfarth, who
have studied the
sound patterns that vervets make under different conditions. They have discovered
that the monkeys use at least four types of grunts under different social conditions,
two of which are made when encountering socially dominant and socially inferior
conspecifics, respectively, and two of which are made when moving into an open
area and when observing unfamiliar monkeys from other groups. When tape-
recorded sounds of these kinds were played to unsuspecting monkeys in the wild,
moreover, they displayed responses appropriate to those particular messages.
Dawkins also discusses findings concerning female ostriches, red
deer stags, and
female black grouses that suggest ingenious strategies for raising chicks, picking
fights, and selecting mates, where animal behavior is strongly influenced by subtle
cues that are more complex but also more reliable than simpler alternatives.
Dawkins' second criterion of consciousness, (CC-2), is adapting behavior to
variable conditions (p. 36). Here she offers "undeniable evidence of ability to
learn", which is exhibited by the pecking order of flocks of hens, the song-
identification of white-throated sparrows, and concealing-of-food behavior of marsh
tits and chickadees.
Indeed, her discussion of marsh tits and chickadees, who tend to
hide hundreds of
food items in the course of a single day, displays a great deal of methodological
sophistication. In order to establish that these creatures are actually remembering
exactly where they stored these items of food, a variety of alternative explanations -
which might explain their remarkable ability by means of other causal mechanisms -
have to be eliminated. Work by Sherry, Shettleworth and Krebs, which Dawkins
cites, has tested various alternatives by using artificial trees and controlling the
conditions.
In order to accept the hypothesis (H1) that chickadees and marsh
tits have
phenomenal memories, it was necessary to eliminate possible alternatives, including
(H2) that they locate hidden seeds on the basis of smell or other subtle cues and
(H3) that they have simple rules or routines they use for hiding and recovering food.
Insofar as chickadees and tit marshes do not search systematically and follow no
apparent routines, their behavior undermines hypothesis (H3). And because they tend
to search in just those locations where they have stored food even after that food has
been removed from those locations, their behavior also defeats hypothesis (H2).
The methodology applied here goes beyond mere analogical
reasoning. A set of
alternative possible explanations - some of which may be inspired by analogies - is
introduced and subject to systematic evaluation. Hypotheses that explain more of the
available evidence are preferred over those that explain less. Those that are
preferable when sufficient evidence has become available are acceptable as true.
Hypotheses that are inconsistent with that evidence are rejected as false. Any
hypothesis that is accepted might still be false, but is the most rational among the
alternatives. This is known as inference to the best explanation (Fetzer and Almeder
1993).
Other students of cognitive ethology have employed this
methodology without
acknowledging it by that name. The most striking instance with which I am familiar
is Ristau's study of the piping plover (Ristau 1991), a bird that apparently
deliberately feigns injury to lead predators away from its young, where she
systematically eliminates the alternatives that this behavior is explainable (H1) as a
reflexive or a fixed action pattern response, (H2) as conflict behavior, (H3) as an
approach/withdrawal tendency, (H4) as a pre-programmed sequence of behavior, or
(H5) as a kind of learning, where only (H6) as purposive or intentional behavior
remains.
Ristau's study, like those of Sherry, Shettleworth and Krebs, also
illustrates that
every relevant alternative explanation must be taken into consideration. Otherwise,
the true explanation need not be a member of the set of possible alternatives. Thus,
the discovery that some possible alternative explanation has been overlooked may
necessitate reconsideration of the inferential situation as a manifestation of the
tentative character of scientific knowledge. Most importantly, however, it displays
how hypotheses that make reference to cognitive variables are capable of being
subjected to tests involving controlled experiments and focused observations.
The third criterion of consciousness Dawkins introduces, (CC-3),
is learning from
others (p. 45). This conception goes beyond merely learning from experience for
oneself to include benefitting from the experience of others. It thus raises the
prospect of communication and cooperation for the benefit of the community as a
manifestation of the transmission of information from one generation to another as a
form of "culture" or "tradition". What may be most surprising is that the example
that Dawkins discusses is rats, who exemplify mental abilities that exceed what our
preconceptions imply.
Dawkins discusses clever experiments involving pairs of rats
conducted by Galef,
in which he would expose one member of the pair (the "demonstrator" rat) to food
scented with cocoa or cinnamon. The second member of the pair (the "observer"
rat) would notice if the demonstrator appeared to be healthy or not after having
eaten and would associate the scent that it detected with the (un)palatability of the
scented food. The presence of the smells thus functions as a useful indication of
correlated causes (scented foods) and effects (healthy or not) where one rat could
learn from another.
Even more elaborate studies suggest that information about
potential dangers can
be transmitted within whole colonies of rats. A colony was regularly fed food of two
kinds, X and Y. Food of kind X was then treated with lithium chloride, which
makes rats ill but does not kill them. As a result, the whole colony stopped eating
food X and only consumed food Y, an effect that persisted through subsequent
generations, even though food X was no longer being treated with lithium chloride
and was just as palatable as food Y. The rats were thereby perpetuating a tradition
(pp. 48-52).
Dawkins introduces two additional criteria of consciousness in the
form of (CC-4)
behavior involving choice and (CC-5) behavior involving cooperation (p. 53).
An
example of behavior involving choice is that of cock house sparrows, who must
decide whether or not to swoop after food on the lawn when a cat may or may not
be in the vicinity. Studies by Elgar found that sparrows would behave one way or
another under various conditions and even seemed to be making calculations about
their risks and benefits. The sparrows were confronting options, weighing
alternatives, and then acting.
Dawkins also discusses Wilkinson's studies of vampire bats, who
share their food
with other vampire bats who have shared their food with them in the past. They
would typically not share their food with others who had not cooperated with them
in the past. These creatures thus display behavior involving what is known as
reciprocal altruism, where they help each other when they are in need in the
expectation of reciprocation on other occasions. Vampire bats rely on their
knowledge of each other's past history to cooperate in ways that turn out to benefit
the community (pp. 58-61).
Other parts of the book provide a systematic analysis and
extension of claims like
those made in the first third, with examples that range from a mathematical parrot
(pp. 119-126) to deception by chimpanzees (pp. 135-138) and aggression in Siamese
fighting fish (pp. 157-158). Inference to the best explanation is repeatedly employed
to establish that conclusions are reasonable when consideration is given to the full
range of alternative explanations and the available relevant evidence. Some fairly
explicit appeals occur with Clever Hans effects (pp. 68-75), thoughtful as opposed to
rule-following behavior (p. 98), and higher mental abilities (pp.126-127).
Dawkins provides convincing reasons to conclude that
consciousness, properly
understood, makes an important difference to the behavior of organisms that possess
it, especially in coping with problems that are novel or unpredictable, where
unconscious and routine responses may not provide adequate solutions to adaptive
problems (pp. 170-171). This generates a difference that enhances the relative fitness
of organisms possessing this property in contrast with organisms that do not, which
supplies a plausible explanation for the existence and evolution of consciousness.
In appraising this exceptional book, at least three ingredients seem
to have been
enormously important in contributing to its remarkable success. The first is that
Dawkins did not allow herself to become embroiled in premature disputes over the
precise nature and definition of "consciousness". The second is that Dawkins
rejected the Cartesian conception of knowledge as certainty and substantially
advanced tentative scientific understanding. The third is that Dawkins' belief in
analogical reasoning complemented rather than interfered with her practice of
inference to the best explanation.
Other readers may observe as I have observed that many of the
kinds of
consciousness that Dawkins considers - including most of those satisfying (CC-1)
through (CC-5) as well as others she discusses - go beyond mere "immediate
awareness". We may even want to admit that some forms of consciousness exist that
do not satisfy even that modest conception. If internal bodily processes, such as
digestion and gestation, for example, can take place without having any "immediate
awareness" of those internalized activities, then it might turn out to be important to
distinguish between (what could be called) sentience from the stronger forms of
consciousness she considers.
We may ultimately acknowledge a continuum of grades of
consciousness from
sentience to awareness on to awareness with the ability to convey the contents of
awareness and self-awareness consistent with Dawkins' position. And there may be
more adequate conceptions of mentality than to identify it with consciousness. But
their benefits are ontic rather than epistemic. I happen to believe that minds are best
defined as sign-using (or "semiotic") systems - an approach that applies to humans,
other animals and machines, if such a thing is possible (Fetzer 1990, 1991) - but I
also know there are no better methodologies for scientific inquiries than those
Dawkins has employed.
References
Fetzer, James H. (1990), Artificial Intelligence: Its Scope and Limits. Dordrecht,
The Netherlands: Kluwer Academic Publishers.
Fetzer, James H. (1991), Philosophy and Cognitive Science. New York, NY:
Paragon House Publishers. 2nd edition, 1996.
Fetzer, James H. and Robert Almeder (1993), Glossary of Epistemology/Philosophy
of Science. New York, NY: Paragon House Publishers.
Ristau, Carolyn (1991), "Aspects of the Cognitive Ethology of an Injury-Feigning
Bird, The Piping Plover". In: Carolyn Ristau, ed., Cognitive Ethology (Hillsdale,
NJ: Lawrence Erlbaum Associates, 1991), pp. 91-126.
This review was published earlier in the Journal of Social and Evolutionary
Systems, 1996, Vol. 19, #2,
pp. 187-192. © JAI Press.
by ARTHUR R. JENSEN, School of Education, University of California,
Berkeley, CA 94720, U.S.A.
This well-written and highly readable little book explicates the most recent status of
fact and theory in what was once called the nature-nurture controversy. This picture,
which has predominated in the behavioral genetics literature for at least several years
now, is here well-organized and presented succinctly by one of the leading figures in
the recent developments of this field. Robert Plomin, now at the Institute of
Psychiatry in London, is perhaps the most prolific researcher in contemporary
behavioral genetics and one of the most innovative. He writes with clarity and
authority on the topics of this book, which have been the focus of his own
pioneering research.
First, it must be understood that the quantitative-genetic analysis
of behavioral
traits concerns individual differences in a trait, not the development of the trait in a
given individual. This has been a source of confusion in the popular media's
presentation of the nature-nurture debate. From the beginning, among those who
work in this field, it has been axiomatic that both heredity and environment are
equally and totally important in the individual's development, as no organism can
even exist without both nature and nurture, or heredity and
environment.
The legitimate scientific question at issue has always concerned the causal factors in
individual differences in observable or measurable phenotypic traits and how these
differences are affected by genetic and environmental influences. Phenotypic
individual differences in a population are measured as the variance, or the mean
squared deviations of individuals from the group mean. Quantitative genetics
provides the methodology for partitioning the total phenotypic variance of a given
trait into its genetic and environmental components, including their covariance (GE
cov) and their interaction (G X E), or nonadditive contributions to the total variance.
Representing this problem in terms of "nature versus
nurture" or as "nature or
nurture" is of course sheer nonsense, and has always been so regarded, from
Galton's day to the present. This is just one more of the many misrepresentations of
the issue in the popular culture.
What, in fact, has evolved in this field, from Galton to the present,
is a shift in
causal formulations that might be characterized as moving from the conception of
"nature and nurture" to that of "nurture via nature." It is this transition in theory
and research on nature-nurture that is the subject of this book. Its title, Genetics and
Experience, is most appropriate, because it emphasizes the individual's actively
experiencing and selecting what the environment offers rather than being passively
subject to environmental influences. Here the individual's environment is no longer
viewed merely as a hand of cards dealt to the person, which the person then plays as
best as possible given the person's particular genotypic propensities. Rather, the
environment is viewed more like a big cafeteria from which individuals make
diverse selections that are compatible with their differing genotypes. Plomin
contrasts these two views as instructionist (in which environment limits and shapes
the individual's development) and selectionist (in which the individual selects from
the environment only that which is most compatible with his or her genotypic
propensities). "The essence of the selectionist argument is that what looks like
instruction from the environment may be selection from built-in options" (p. 18). In
other words, the organism is not a passive recipient of its environment, but seeks out
and shapes the environment to suit its genotypic nature. It is not that just any
environmental factors may be powerfully influential for a given individual, it's that
different individuals have selected specific aspects of the environmental cafeteria that
are most influential for them. Hence environmental factors that influence behavioral
development largely operate to make children in the same family different from one
another.
Plomin points out one of the important discoveries of the last
decade, namely that
"Many measures of the environment widely used in the behavioral sciences as
indices of the environment show a genetic contribution" (p. 4). Moreover, some of
the measures widely used in the behavioral sciences as indices of the environment
are found to have some degree of heritability, that is, they reflect individuals'
genotypes as much as they reflect the individual's objective environmental
circumstances. A parent's treatment of a child, for example, is influenced not just by
the parent's characteristics, but by the child's own genotypic tendencies. These
ideas, originally, suggested in 1953 by the eminent Oxford geneticist, Cyril D.
Darlington, were more recently formalized by Plomin and others in terms of
genotype-environment covariance (GE cov), which comprises much of what is
usually considered simply as environmental variance but actually involves the genes
as well. GE cov refers to the fact that genotypes and environments have correlated
effects; environmental influences are not entirely random with respect to genotypic
tendencies; both may work in the same direction. Theoretically, and in some cases
empirically, GE cov is analyzable into three components, passive, reactive, and
active. The passive aspect is that part of the GE cov that is not directly caused
by
the individual's own volition or behavior; it is most prominent in infancy and early
childhood, when the individual has relatively little control over the physical and
social environment. It results from whatever genetic similarity exists between the
parents and the offspring, since they share half their genes. For example, musical
parents may provide a more musical environment, quite independent of their child's
own behavior; but their child is also more likely to have inherited genes for greater
musical sensitivity than is possessed by the average child and is therefore is more
overtly responsive to musical sounds. Then there is the reactive component of the
GE cov, whereby others in the child's environment react to its genotypic
propensities. To continue the musical example, the parents, or others, notice the
child's unusual responsiveness to music and therefore provide more of what attracts
the child's interest. Music lessons are provided, teachers are enthusiastic about the
pupil's progress, and the child's proclivity is further cultivated. By early adolescence
the individual's autonomy and social environment have greatly broadened and the
third component of the GE cov, the active aspect, now comes into full play. With or
without encouragement, the individual actively seeks musical experiences, practices
an instrument spontaneously, associates with musically talented peers, joins an
orchestra, goes to concerts, buys recordings, and reads about music and musicians.
Doing all these things to create a highly musical environment appears to "come
naturally" to the individual and may even occur despite parents' efforts to discourage
such consuming interest. (Beethoven's father tried to impose a musical environment
on all three of his sons; he succeeded only with one.) This is indeed the abstract
biography of every musician.
The same principles can be observed in the development of
individuals in every
walk of life. Genotypic characteristics influence experience and thus are
differentially amplified by the opportunities for experience afforded by the
environmental cafeteria. Plomin explains the various analytic models available to
behavioral geneticists for detecting the components of variance attributable to the
passive, reactive, and active components of the GE covariance from studies of twins,
siblings, and adoptions, and gives many examples of such studies.
Some of the empirically established findings in recent years have
resulted in a
rather surprising revision of our knowledge of the behavior-genetic analysis of
certain well-researched traits, particularly individual differences in intelligence, or
psychometric g, the general factor common to all types of cognitive performance
that meet some objective standard of accuracy or proficiency. The IQ is a fair
approximation to g, but also reflects other factors besides g, such as verbal, spatial,
numerical, and memory. The g factor per se, which is identified by the factor
analysis of a battery of diverse cognitive tests, is slightly more heritable than is IQ
as measured by standard test batteries, such as the Wechsler Intelligence Scales. The
total environmental variance (including GE cov) is typically analyzed into shared
environment (environmental influences shared by children reared in the same family
and differing between families) and nonshared environment (i.e., environmental
influences that differ among children in the same family and are specific to each
child). Both shared and nonshared environmental influences contribute to the total
phenotypic variance, in addition to genetic factors. Whereas previously is was
believed that, in intellectual development, shared environmental effects (or
environmental differences between families) contributed the larger part of the
environmental variance, more recent age-trend studies of genetically unrelated
individuals reared together show that this is true only during early childhood.
Between early childhood and maturity, the shared component of environmental
variance diminishes from about 40% of the total phenotypic variance to virtually
zero. Over the same period, the nonshared environmental (or individual differences
within families) effects on IQ remain relatively constant at about 20% of the
phenotypic variance. What increases markedly from infancy to adulthood is the
genetic variance, or heritability. In other words, through individuals' genetically
influenced selective experience of the environmental cafeteria, genotypic tendencies
become increasingly expressed in phenotypic behavior. The most recent evidence
from large studies of monozygotic twins reared apart is that the broad heritability of
IQ reaches about 70% in early maturity and about 80% by late maturity. Similar
trends are seen in the domains of personality and temperament, though to a
somewhat lesser degree than for mental ability.
Plomin also points out that there are genetic factors that show up
in some
measures of the environment and that influence experience per se independently of
any particular psychological traits, unless one can speak of some trait of general
experience-seeking or sensitivity to the environment. Some individuals apparently
are genetically more exposed and open to the effects of experience than are others,
independently of other measurable psychological traits, such as the well-known
ability and personality factors.
The main themes explicated by Plomin in terms of their
methodologies and
current empirical evidence can be summarized briefly in terms of seven hypotheses,
only the last of which has not yet accrued empirical support but is currently under
investigation: (1) Genetic differences among individuals contribute to measures of
the environment. (2) The genetic contribution to measures of the environment is
greater for measures of active experience. (3) The genetic contribution to measures
of the environment is due in part to psychological traits. (4) Genetic differences
among individuals contribute to differences in experience independent of
psychological traits. (5) Genetic factors contribute to links between environmental
measures and developmental outcomes. (6) Processes underlying genetic
contributions to experience change during development. (7) Specific genes that affect
experience will be identified. Plomin's book may leave some readers with the
impression that all of the nongenetic variance in human traits is attributable to
specifically identifiable causes and may therefore even be intentionally manipulable
eventually. However, there appears to be a base level of unaccounted for nongenetic
variance which is attributable to wholly random microenvironmental events. This
microenvironmental variance was first recognized by R.A. Fisher as "random
somatic effects of the environment." It was emphasized later by C.D. Darlington in
terms of "biological noise" and unequal division of the cytoplasm in the earliest
stages of the zygote's development and to which he attributed a large part of the
observed physical and behavioral differences between monozygotic twins reared
together.
Recent analyses indeed show that a large part of the variance
within MZ twin
pairs fits a model of random microenvironmental variation (Jensen, 1996). In any
single case, it would be difficult, if not impossible, to identify (or to control) the
specific microenvironmental influences responsible for the difference in a given
characteristic between any set of MZ twins. The sample random nongenetic factors
must also affect singletons in the same way. While the specific sources of random
environmental effects are not identifiable in the individual case, there are many
likely candidates, virtually all of a biological nature, such as mother-child
incompatibilities due to immunoreactive factors during fetal development (e.g., the
Rh factor), mother's health, age, parity, drugs, X-rays, childhood diseases,
nutrition, and many other factors, each contributing a small random nongenetic
effect to the phenotypic variance. General advances in obstetrics, immunology,
health care, and nutrition are probably reducing this source of variance to some
degree in the populations of industrialized countries.
Reference
Jensen, A.R. (1996). The puzzle of nongenetic variance. In R.J. Sternberg & E.L.
Grigorenko (Eds.) Intelligence, heredity, and environment. Cambridge, Mass:
Harvard University Press.
This review was published earlier in the Journal of Social and Evolutionary Systems, 1996, Vol. 19, #3. © JAI Press.