by JOSEPH LOPREATO, Dept. of Sociology, University of Texas at
Austin, Austin TX 78712, U.S.A.
Lee Ellis has put together an excellent collection of original essays. In
chapters 1 and 2 he provides a distinction between social class and social
status, a conceptualization of dominance and nonplentiful resources, and
a brief discussion of various indicators of social status. The author
convincingly concludes that "human social status and nonhuman dominance are essentially the
same phenomenon," although they require
different operationalizations (p.27). However, the subsequent chapter on
"a biosocial theory of stratification" will have nothing to do with nonhuman societies, and
some readers might, thus, wonder about the point of
these initial two chapters. The author himself asserts that they are in
tended to offer "a detailed review of the issues surrounding how social
stratification is defined and subdivided" (p.xv). Unfortunately, this is so
exaggerated a claim that ethologists and primatologists as well as social
scientists will wish that greater modesty had been practiced.
Greater modesty would also have prevented the claim of "a
general
theory of social stratification" (xvi), to which chapter 8 is allegedly de
voted. Such a theory is also intended as an "alternative to functional
theory and conflict theory," and these are represented as follows (p.159):
Basically, functional theorists explain social stratification as an
unavoidable by-product of the organization of any complex society, whereas
conflict theorists see stratification as reflecting the calculated exploitation of the poor and
powerless by those with wealth and power.
Such vacuous hastiness will not strengthen the evolutionist's case among
sociologists, whose work in social stratification is massive and to a large
extent productive. Superficiality aside, K. Marx does not even appear in
the References, and Ellis shows little or no awareness of Max Weber and,
among others, of Jonathan Turner (1984) who, like Gerhard Lenski (1966)
and Kingsley Davis (1948), may be credited with a major attempt at a
formalization of stratification theory.
Although not Darwinian in construction, such efforts have much
to
teach. For instance, the Davis theory, an emendation of a famous theory
by K. Davis and W.E. Moore, is the most formal "functional" theory of
stratification, and may briefly be represented as follows:
1. The functional importance (roughly, group-adaptation
value) of social
positions, which is assessable in terms of how many other positions are
subsumed under them, varies in any given society.
2. Variable also is the skill required, and thus too the
investment in time
and personal or family resources, for an adequate performance in given
social positions.
3. Viable societies motivate their members toward such
investment with
differential rewards of various types.
4. Social stratification inevitably ensues from a system of
differential
rewards.
5. It may be predicted that the greater the functional importance
of a
position, the greater the rewards accruing to it, on condition that supply
does not exceed demand.
Note that the most "important" positions are also the most powerful
ones, and these receive the greatest rewards or resources. In this respect,
whatever the deficiencies and gaucheries of Davis's theory (e.g., a strong
flavor of group selectionism), it can be reconciled, for example, with
Laura Betzig's findings on despots (e.g., 1986 this volume). Social scien
tists will have to be challenged with modestly intended integrative efforts.
The core of Ellis's theory is a model that depicts "two conceptual
continuums - pro/antisociality and r/K selection - at right angles to
one another... The theory postulates that the space created by the right-
angle intersection of these two concepts has caused social stratification in
humans (and probably similar phenomena in other species) to evolve"
(p.160). Further, a basic assumption of the theory is that "genetic factors
contribute to variations in social stratification" (p.160).
The author makes a reasonable case, through a review of
literature, in
favor of the assumed genetic influence on social status. Moreover, the
graphic part of the model fits fairly well certain well-known facts from
the demography and social stratification of highly industrialized societies,
the author's actual focus. It shows that, as people approach what might
be called an average point on the sociality continuum from the antisocial
ity extreme of the continuum, their occupational prestige increases in
association with an increasingly K-selected reproductive strategy. The
same, roughly, applies to educational achievement, which is farthest
toward the prosociality extreme, and earnings, which not surprisingly are
farthest toward the antisociality extreme of the continuum (p.165).
Ellis proceeds to make a number of predictions. For example,
"blacks
will be of lower average social status than either whites or Orientals" -
a prediction that is confirmed with current findings from the United
States (pp.170-72). Proponents of the alternative theories are then challenged to "surpass the
biosocial theory in predictive power and scope"
(pp.173-74).
Unfortunately, social scientists will not be impressed by the
prediction
of findings they have long known and "explained." They will also be
troubled by the assertion that "much of [the variation in status by race]
can be explained in terms of racial variability in r/K selection and in
pro/antisociality" (p.166). They will raise a number of questions. For
example: (1) Were blacks, say, in 1844 United States more antisocial and
r-selected than whites? If not, was their social status higher? And if not,
why not? (2) How does Ellis's theory account for L. Betzig's findings that
despots (HIGH status) have been r-selected and antisocial? (3) Do blacks
who resemble whites in terms of r/K selection and prosociality also
resemble them in social status? If not, why not? Who is r-selected/antisocial - the individual or
the group; and on which is social
status bestowed on that basis?)
In chapter 3, the ever sharp and thorough Laura Betzig shows
how
"powerful men" in "the first six civilizations" "reproduced, passed power
on to their sons, and used power to defend their wealth, women, and
children." I have underscored a sentence to indicate that, while genetic
dominance may well be a determining factor in social dominance (or
status) at the formative stage of a dominance order, this may subsequently
take on a sort of autocatalytic momentum of its own whose energy flows
no longer from the realm of genes but from what nowadays we some
times term "a state police."
Betzig shows for Mesopotamia, Egypt, Aztec Mexico, Inca Peru,
and
Imperial India and China that despots practiced polygyny, sometimes
with harems of 10,000 women or more, though they tended to marry
monogamously, attempting thereby to reduce the complications of succession.
How have powerful men provided for all of their women,
children,
and even grandchildren?... The most likely answer is exploitation (Betzig 1986... 1982). They
have used other women's and especially other
men's surplus production to raise their own reproduction. And greater
force has been their greatest sanction... (p.38).
In Imperial China, for example, the despot's agents would scout the
empire for desirable women, and would take them wherever they found
them (p.41). Nor was it merely emperors and kings who appropriated the
women and the wealth of the masses. In Imperial China, as in Inca Peru,
and probably in other civilizations, despotic polygyny was the variable
privilege of varying levels of stratified society. Little wonder that, as late
as 1890, castration in Beijing was sometimes voluntary, in the hope of
later obtaining a position as a eunuch at the Palace (p.50).
"As far as we know, human societies have always been
polygynous
societies," and polygyny is possible only if men keep from other men the
resources that men need - through economic exploitation, enslavement,
torture, castration, and murder, among other means. The extent to which,
we may add, polygyny is today a de facto reproductive and social-status
strategy is not well-known. It is, however, known that the effects of
phenomena do not disappear upon the cessation of the recognizable
phenomena themselves.
The chapter by Felicia Pratto, Jim Sidanius, and Lisa Stallworth,
closely
related to the one by Betzig, moves very effectively toward an elementary
general theory of dominance orders, or "social hierarchy." The ultimate
etiological focus is, rightly in my opinion (and in view of Betzig's data,
inter alia, on sexual selection (e.g., pp.115, 119-132). "Our explanation for
the ubiquitousness of social hierarchy is that humans exhibit an evolved
feature, which we call social dominance orientation (SDO), that predisposes them to favor
group-based dominance hierarchies and that this
feature is more exaggerated in men than women" (p.111). The authors
proceed to show how competition and mating strategies may have acted
to produce SDO in humans. Their social dominance theory is then used
to test specific hypotheses and to explain "some of the most common
patterns of human mating and how these contribute to ethnic- and sex-
based stratification" (p.112). These, then, are the basic virtues of these
authors' theory: an emphasis on sexual selection and a focus on what are
probably the most stable forms of dominance orders, namely, ethnic
stratification and sex stratification - to which may be added the ideological aspects of
stratification, what they, perhaps unknowingly following
such scholars as G. Sorel, and V. Pareto, term "legitimizing myths."
There are a number of other attractive features in this essay,
among
which is the testing of a number of well-derived hypotheses with survey
data. A possible problem may lie in some of the specifics of the theory.
"We believe," the authors write for example, "that cooperating men
acquired prestige (and mates) in groups, by controlling precious resources, such as proteins or
shelters" (p.117). This statement makes sense
in connection with sex stratification and ethnic stratification. But group
living seems to have also facilitated male-male exploitation, including
polygyny. Thus, "because the social structure was hierarchical, females
should have had the mating strategy of seeking a high-status mate with
good cultural capacity" (p.118). How many such men could there have
been in any given group?
Glenn E. Weisfeld's article on "traditional Arab culture," focused
mostly on intra-family relations, will be especially welcome to students of
"cultural universals." The author views "the values of a particular culture, such as that of the
Arabs, as representing one ecological variant on
a general, specieswide system of values" (p.76).
Some findings and explanations may be surprising to some
readers.
Others are especially interesting. For instance, one would not expect to
read that "family status among Arabs was earned more than ascribed"
(p.89). But consider the question of male preference. A common explanation of this
phenomenon underscores the greater fitness potential of sons.
But given the intensity of sexual selection, this view assumes that human
beings are very reckless gamblers. Weisfeld's own explanation emphasizes the greater martial
and economic value of sons as compared to
daughters. Indeed, this author's findings reveal that sons were favored
over daughters even among the poor (pp.78-79).
Jere R. Behrman and Paul Taubman review studies of
intergenerational
correlations on earnings, income, and wealth and find fairly weak correlations along with
suggestions that "the genetic linkages are stronger
than the environmental linkages" (p.107). Their own data on fraternal and
identical twins question the stress on the genetic influence, though they
suggest that both genetic and environmental factors are objective. Furthermore, "using
longer-run measures of income, earnings, and wealth,
the correlations are fairly strong (perhaps in the .5 to .7 range)" (p.107).
This type of research is closely related to an old question, first
formally
raised by the economist-sociologist Vilfredo Pareto (1897), and more
recently reexamined by Maurice Allais (1973) among others. Is a redistribution of income
possible in any given society without an increase in real
wealth concomitant with a stabilization of population? Pareto, and to a
lesser extent Allais, showed data indicating that income distributions
tend to remain constant in time. The increasing body of facts on the issue
do not speak clearly, but neither do they engender much optimism.
In the remaining essay, Katharine Blick Hoyenga applies a
biosocial
approach to sex differences in human stratification and finds that, while
socialization undoubtedly plays a major role in sex differences, "the
evidence for hormonal covariates is too strong to overlook" (p.156). A
number of specific findings are especially noteworthy. Males, for in
stance, score higher than females on "egoistic dominance" (self-enhance
ment), whereas females outscore males on "prosocial dominance" (persuasion, nurturance).
Moreover, these differences appear in young children, in self-report measures of dominance, in laboratory research, and in
studies of competitive behavior. For instance, research shows that males
appear to cope with, even value, competition more than females (p.143).
Again there are considerable sex differences in occupational choices, so
that, for example, women more than men are inclined toward interrupt
ible careers, which allow for child rearing (p.144).
Hoyenga's findings strongly suggest that in today's society, where
kin
groups typically are widely scattered and narrow self-interest is
antithetical to an orderly social life, women are by nature as well as by nurture
better prepared for the newly evolving social contracts. One can only
hope that they will be rewarded accordingly.
In conclusion, this book is must reading for all students of human
behavior.
References
Allais, M. (1973). "Inequality and civilizations." Social Science Quarterly 54:
508-24.
Betzig, L. L. (1986). Despotism and Differential Reproduction: A Darwinian
View of History. New York: Aldine.
Betzig, L. L. (1992). "Of human bonding: Cooperation or exploitation?"
Social Science Information 31: 611-42.
Davis, K. (1948) Human Society. New York: Macmillan.
Lenski, G.E. (1966) Power and Privilege. New York: McGraw-Hill.
Pareto, V. (1897) Cours d'Economie Politique. Lausanne: Rouge, Vol. 2.
Turner, J. H. (1984). Societal Stratification: A Theoretical Analysis. New York:
Columbia University Press.